Compliance Officer / MLRO Switzerland & Liechtenstein

Responsibilities

• ● Compliance Officer / MLRO - Switzerland & Liechtenstein
• ● About Keyrock
• ● Since our beginnings in 2017, we've grown to be a leading change-maker in the digital asset space, renowned for our partnerships and innovation.
• ● Today, we rock with over 200 team members around the world. Our diverse team hails from 42 nationalities, with backgrounds ranging from DeFi natives to PhDs. Predominantly remote, we have entities in the UK, France, Liechtenstein, the US, Switzerland, Brazil, Seychelles and Singapore, and host regular online and offline hangouts to keep the crew tight.
• ● At Keyrock, we're not just envisioning the future of digital assets. We're actively building it.
• ● Mission statement
• ● Ensuring compliance with all relevant laws and regulations applicable to Switzerland and Liechtenstein by developing and implementing the policies and procedures ;
• ● Conducting compliance risk assessments and elaborating an annual compliance plan;
• ● Developing and implementing a plan of second-line controls and conducting the tests;
• ● Assessing future business activities to identify potential compliance risks;
• ● Ensuring the firm's policies and procedures are being communicated effectively to all relevant employees;
• ● Ensuring the compliance trainings are effective and up to date;
• ● Keeping abreast with regulatory changes and maintaining the policies and procedures up to date;
• ● Collaborate with internal departments such as Trading Operations, Finance, Risk management, IT & Security, etc to integrate compliance requirements into business processes.
• ● Being responsible for oversight of Keyrock CH and LI compliance with its AML obligations and acting as a focal point for the firm's AML activity (MLRO).
• ● Carrying out the duties of a MLRO as per the AML/CTF Framework
• ● Representing Keyrock CH and LI in all matters of money laundering prevention internally and externally;
• ● Serving as a subject matter expert on AML/CTF matters, providing guidance and support to the compliance team and other departments;